Mitigate Risk with 3(38) Fiduciary Investment Management

When an employer decides to sponsor a qualified retirement plan, they accept certain fiduciary
responsibilities. One critical responsibility is the management and control of the plan assets.
Discretionary authority over qualified plan investments is a heavily regulated function.
Adherence to the Prudent Expert standard carries additional liability. Sponsors who properly
use a 3(38) Fiduciary Investment Manager may delegate the fiduciary responsibility for
investment-related decisions and shield themselves from the associated liability.

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Your 401(k) Plan During the Pandemic

Retirement plan sponsors are dealing with tremendous complexity, confusion and uncertainty. COVID-19 has changed every facet of society as we know it — including how you manage your 401(k) plan. If you're having difficulty wrapping your head around all of the changes and to-dos, you're not alone.
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